Alternative investment vehicles

Alternative Investment Managers (AIFM) or Funds (AIF)

(the Luxembourg Law of 12 July 2013 (Directive 2011/61/EU))
Management Companies / Self Managed Funds (Self Managed SICAV, SICAR…)
Private Equity Funds
as a SIF (the Luxembourg Law of 13 February 2007)
as a SICAR (the Luxembourg Law of 15 June 2004)
as an Off-Shore Fund with EU investors
Hedge Funds
under the Part II of the Luxembourg Law of 17 December 2010
as a SICAR (the Luxembourg Law of 15 June 2004)
as an Off-Shore Fund with EU investors

Launch process / Setting Up coordination

Ruck Advisiors Money

The Coordination of Authorization or Registration AIFM licensing process before inception date :

* A local Coordination with the Regulator, Service Providers and Legal Firm
* A support for Service Providers due diligence and selection process

The design / drafting and implementation of the key procedures :

The Risk Management process :

  • Customization and design (including reports setting up)
  • Drafting
  • Implementation
    (with specific adjustments for Self Managed Companies (Self Managed SICAV, SICAR…),so with “internal” AIFM)

The Compliance process :

  • Conflict of interest
  • Rules of conduct
  • Remuneration policy…

Other hot topics :

  • Process design and customized functions for General Partners “GP”
    (for AIFs created under the Limited Partnership, Special Limited Partnership or Partnership limited by shares regimes)
  • Risk management process for registered AIFM (below threshold)

The Governance process :

  • The Risk Management process and monitoring
  • The Cash Management and monitoring
  • The Leverage policy…
  • The Compliance process and monitoring
  • Periodic due diligence checks of Service Providers (Fund Administration, Custodian, Prime brokers, Independent pricing and valuation agents…)

Customization, update or upgrade of day to day processes after inception date

Ruck Advisors Gestion

  • To lead you to success and comply with new AIFMD constraints
  • The Risk Management process and monitoring
  • The Cash Management and monitoring
  • The Leverage policy…
  • The Compliance process and monitoring
  • Periodic due diligence checks of Service Providers (Fund Administration, Custodian, Prime brokers, Independent pricing and valuation agents…)

 

Other specific investment structures

Securitization companies (The Luxembourg Law of 22 March 2004)

Coordination of setting up

  • Day to day management processes drafting support
  • Valuation set-up

Internal Dedicated Funds for Life Insurance business (The LC 15/3 of the Luxembourg ‘Commissariat aux Assurances’)

Valuation process review

  • Pricing process review (price chasing,…) for investment on Alternative Asset classes  (especially Private Equity or Hedge Funds)
  • NAVs calculation process review/reshuffling

Investment guidelines monitoring

  • Review of investment guidelines monitoring : (for legal or contractual ratios)